RFC 6437 PROPOSED STANDARD IPV6 · FLOWS · LOAD DISTRIBUTION

IPv6 Flow Label Specification

How hosts and routers should set and treat the 20-bit IPv6 Flow Label so flows can be classified from fixed header fields.

On rfc-editor.org ↗
PUBLISHED
November 2011
AUTHORS
S. Amante, B. Carpenter, S. Jiang, J. Rajahalme
STREAM
IETF
BUILDS ON
RFC 3697 — IPv6 Flow Label, RFC 2205 — RSVP, RFC 2460 — IPv6
FLOW LABEL SIZE
20 bits
UNLABELED PACKETS
Flow Label of zero
FLOW IDENTIFIER
Flow Label + Source Address + Destination Address
EARLIER FIELD SIZE
24 bits, reduced by RFC 2460
LABEL SETTING IN FORWARDING NODES
Configurable, disabled by default
DOI
10.17487/RFC6437

RFC text

Contents
Original text · RFC Editor View on rfc-editor.org ↗
Internet Engineering Task Force (IETF)                         S. Amante
Request for Comments: 6437                                       Level 3
Obsoletes: 3697                                             B. Carpenter
Updates: 2205, 2460                                    Univ. of Auckland
Category: Standards Track                                       S. Jiang
ISSN: 2070-1721                                                   Huawei
                                                            J. Rajahalme
                                                  Nokia Siemens Networks
                                                           November 2011


                     IPv6 Flow Label Specification

Abstract

   This document specifies the IPv6 Flow Label field and the minimum
   requirements for IPv6 nodes labeling flows, IPv6 nodes forwarding
   labeled packets, and flow state establishment methods.  Even when
   mentioned as examples of possible uses of the flow labeling, more
   detailed requirements for specific use cases are out of the scope for
   this document.

   The usage of the Flow Label field enables efficient IPv6 flow
   classification based only on IPv6 main header fields in fixed
   positions.

Status of This Memo

   This is an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc6437.

Copyright Notice

   Copyright (c) 2011 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   publication of this document.  Please review these documents
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   described in the Simplified BSD License.

   This document may contain material from IETF Documents or IETF
   Contributions published or made publicly available before November
   10, 2008.  The person(s) controlling the copyright in some of this
   material may not have granted the IETF Trust the right to allow
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   Without obtaining an adequate license from the person(s) controlling
   the copyright in such materials, this document may not be modified
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   than English.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  IPv6 Flow Label Specification  . . . . . . . . . . . . . . . .  4
   3.  Flow Labeling Requirements in the Stateless Scenario . . . . .  5
   4.  Flow State Establishment Requirements  . . . . . . . . . . . .  7
   5.  Essential Correction to RFC 2205 . . . . . . . . . . . . . . .  7
   6.  Security Considerations  . . . . . . . . . . . . . . . . . . .  7
     6.1.  Covert Channel Risk  . . . . . . . . . . . . . . . . . . .  8
     6.2.  Theft and Denial of Service  . . . . . . . . . . . . . . .  8
     6.3.  IPsec and Tunneling Interactions . . . . . . . . . . . . . 10
     6.4.  Security Filtering Interactions  . . . . . . . . . . . . . 11
   7.  Differences from RFC 3697  . . . . . . . . . . . . . . . . . . 11
   8.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 11
   9.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 12
     9.1.  Normative References . . . . . . . . . . . . . . . . . . . 12
     9.2.  Informative References . . . . . . . . . . . . . . . . . . 12
   Appendix A.  Example 20-Bit Hash Function  . . . . . . . . . . . . 14

1.  Introduction

   From the viewpoint of the network layer, a flow is a sequence of
   packets sent from a particular source to a particular unicast,
   anycast, or multicast destination that a node desires to label as a
   flow.  From an upper-layer viewpoint, a flow could consist of all
   packets in one direction of a specific transport connection or media
   stream.  However, a flow is not necessarily 1:1 mapped to a transport
   connection.

   Traditionally, flow classifiers have been based on the 5-tuple of the
   source address, destination address, source port, destination port,
   and the transport protocol type.  However, some of these fields may
   be unavailable due to either fragmentation or encryption, or locating
   them past a chain of IPv6 extension headers may be inefficient.
   Additionally, if classifiers depend only on IP-layer headers, later
   introduction of alternative transport-layer protocols will be easier.

   The usage of the 3-tuple of the Flow Label, Source Address, and
   Destination Address fields enables efficient IPv6 flow
   classification, where only IPv6 main header fields in fixed positions
   are used.

   The flow label could be used in both stateless and stateful
   scenarios.  A stateless scenario is one where any node that processes
   the flow label in any way does not need to store any information
   about a flow before or after a packet has been processed.  A stateful
   scenario is one where a node that processes the flow label value
   needs to store information about the flow, including the flow label
   value.  A stateful scenario might also require a signaling mechanism
   to inform downstream nodes that the flow label is being used in a
   certain way and to establish flow state in the network.  For example,
   RSVP [RFC2205] and General Internet Signaling Transport (GIST)
   [RFC5971] can signal flow label values.

   The flow label can be used most simply in stateless scenarios.  This
   specification concentrates on the stateless model and how it can be
   used as a default mechanism.  Details of stateful models, signaling,
   specific flow state establishment methods, and their related service
   models are out of scope for this specification.  The basic
   requirement for stateful models is set forth in Section 4.

   The minimum level of IPv6 flow support consists of labeling the
   flows.  A specific goal is to enable and encourage the use of the
   flow label for various forms of stateless load distribution,
   especially across Equal Cost Multi-Path (ECMP) and/or Link
   Aggregation Group (LAG) paths.  ECMP and LAG are methods to bond
   together multiple physical links used to procure the required
   capacity necessary to carry an offered load greater than the
   bandwidth of an individual physical link.  Further details are in a
   separate document [RFC6438].  IPv6 source nodes SHOULD be able to
   label known flows (e.g., TCP connections and application streams),
   even if the node itself does not require any flow-specific treatment.
   Node requirements for stateless flow labeling are given in Section 3.

   This document replaces [RFC3697] and Section 6 and Appendix A of
   [RFC2460].  A rationale for the changes made is documented in
   [RFC6436].  The present document also includes a correction to
   [RFC2205] concerning the flow label.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   [RFC2119].

2.  IPv6 Flow Label Specification

   The 20-bit Flow Label field in the IPv6 header [RFC2460] is used by a
   node to label packets of a flow.  A Flow Label of zero is used to
   indicate packets that have not been labeled.  Packet classifiers can
   use the triplet of Flow Label, Source Address, and Destination
   Address fields to identify the flow to which a particular packet
   belongs.  Packets are processed in a flow-specific manner by nodes
   that are able to do so in a stateless manner or that have been set up
   with flow-specific state.  The nature of the specific treatment and
   the methods for flow state establishment are out of scope for this
   specification.

   Flow label values should be chosen such that their bits exhibit a
   high degree of variability, making them suitable for use as part of
   the input to a hash function used in a load distribution scheme.  At
   the same time, third parties should be unlikely to be able to guess
   the next value that a source of flow labels will choose.

   In statistics, a discrete uniform distribution is defined as a
   probability distribution in which each value in a given range of
   equally spaced values (such as a sequence of integers) is equally
   likely to be chosen as the next value.  The values in such a
   distribution exhibit both variability and unguessability.  Thus, as
   specified in Section 3, an approximation to a discrete uniform
   distribution is preferable as the source of flow label values.
   Intentionally, there are no precise mathematical requirements placed
   on the distribution or the method used to achieve such a
   distribution.

   Once set to a non-zero value, the Flow Label is expected to be
   delivered unchanged to the destination node(s).  A forwarding node
   MUST either leave a non-zero flow label value unchanged or change it
   only for compelling operational security reasons as described in
   Section 6.1.

   There is no way to verify whether a flow label has been modified en
   route or whether it belongs to a uniform distribution.  Therefore, no
   Internet-wide mechanism can depend mathematically on unmodified and
   uniformly distributed flow labels; they have a "best effort" quality.
   Implementers should be aware that the flow label is an unprotected
   field that could have been accidentally or intentionally changed en
   route (see Section 6).  This leads to the following formal rule:

   o  Forwarding nodes such as routers and load distributors MUST NOT
      depend only on Flow Label values being uniformly distributed.  In
      any usage such as a hash key for load distribution, the Flow Label
      bits MUST be combined at least with bits from other sources within
      the packet, so as to produce a constant hash value for each flow
      and a suitable distribution of hash values across flows.
      Typically, the other fields used will be some or all components of
      the usual 5-tuple.  In this way, load distribution will still
      occur even if the Flow Label values are poorly distributed.

   Although uniformly distributed flow label values are recommended
   below, and will always be helpful for load distribution, it is unsafe
   to assume their presence in the general case, and the use case needs
   to work even if the flow label value is zero.

   As a general practice, packet flows should not be reordered, and the
   use of the Flow Label field does not affect this.  In particular, a
   Flow label value of zero does not imply that reordering is
   acceptable.

3.  Flow Labeling Requirements in the Stateless Scenario

   This section defines the minimum requirements for methods of setting
   the flow label value within the stateless scenario of flow label
   usage.

   To enable Flow-Label-based classification, source nodes SHOULD assign
   each unrelated transport connection and application data stream to a
   new flow.  A typical definition of a flow for this purpose is any set
   of packets carrying the same 5-tuple {dest addr, source addr,
   protocol, dest port, source port}.  It should be noted that a source
   node always has convenient and efficient access to this 5-tuple,
   which is not always the case for nodes that subsequently forward the
   packet.

   It is desirable that flow label values should be uniformly
   distributed to assist load distribution.  It is therefore RECOMMENDED
   that source hosts support the flow label by setting the flow label
   field for all packets of a given flow to the same value chosen from
   an approximation to a discrete uniform distribution.  Both stateful
   and stateless methods of assigning a value could be used, but it is
   outside the scope of this specification to mandate an algorithm.  The
   algorithm SHOULD ensure that the resulting flow label values are
   unique with high probability.  However, if two simultaneous flows are
   assigned the same flow label value by chance and have the same source
   and destination addresses, it simply means that they will receive the
   same flow label treatment throughout the network.  As long as this is
   a low-probability event, it will not significantly affect load
   distribution.

   A possible stateless algorithm is to use a suitable 20-bit hash of
   values from the IP packet's 5-tuple.  A simple example hash function
   is described in Appendix A.

   An alternative approach is to use a pseudo-random number generator to
   assign a flow label value for a given transport session; such a
   method will require minimal local state to be kept at the source node
   by recording the flow label associated with each transport socket.

   Viewed externally, either of these approaches will produce values
   that appear to be uniformly distributed and pseudo-random.

   An implementation in which flow labels are assigned sequentially is
   NOT RECOMMENDED, as it would then be simple for on-path observers to
   guess the next value.

   A source node that does not otherwise set the flow label MUST set its
   value to zero.

   A node that forwards a flow whose flow label value in arriving
   packets is zero MAY change the flow label value.  In that case, it is
   RECOMMENDED that the forwarding node sets the flow label field for a
   flow to a uniformly distributed value as just described for source
   nodes.

   o  The same considerations apply as to source hosts setting the flow
      label; in particular, the preferred case is that a flow is defined
      by the 5-tuple.  However, there are cases in which the complete
      5-tuple for all packets is not readily available to a forwarding
      node, in particular for fragmented packets.  In such cases, a flow
      can be defined by fewer IPv6 header fields, typically using only
      the 2-tuple {dest addr, source addr}.  There are alternative
      approaches that implementers could choose, such as:

      *  A forwarding node might use the 5-tuple to define a flow
         whenever possible but use the 2-tuple when the complete 5-tuple
         is not available.  In this case, unfragmented and fragmented
         packets belonging to the same transport session would receive
         different flow label values, altering the effect of subsequent
         load distribution based on the flow label.

      *  A forwarding node might use the 2-tuple to define a flow in all
         cases.  In this case, subsequent load distribution would be
         based only on IP addresses.

   o  The option to set the flow label in a forwarding node, if
      implemented, would presumably be of value in first-hop or ingress
      routers.  It might place a considerable per-packet processing load
      on them, even if they adopted a stateless method of flow
      identification and label assignment.  However, it will not
      interfere with host-to-router load sharing [RFC4311].  It needs to
      be under the control of network managers, to avoid unwanted
      processing load and any other undesirable effects.  For this
      reason, it MUST be a configurable option, disabled by default.

   The preceding rules taken together allow a given network to include
   routers that set flow labels on behalf of hosts that do not do so.
   The complications described explain why the principal recommendation
   is that the source hosts should set the label.

4.  Flow State Establishment Requirements

   A node that sets the flow label MAY also take part in a flow state
   establishment method that results in assigning specific treatments to
   specific flows, possibly including signaling.  Any such method MUST
   NOT disturb nodes taking part in the stateless scenario just
   described.  Thus, any node that sets flow label values according to a
   stateful scheme MUST choose labels that conform to Section 3 of this
   specification.  Further details are not discussed in this document.

5.  Essential Correction to RFC 2205

   [RFC2460] reduced the size of the flow label field from 24 to 20
   bits.  The references to a 24-bit flow label field in Section A.9 of
   [RFC2205] are updated accordingly.

6.  Security Considerations

   This section considers security issues raised by the use of the Flow
   Label, including the potential for denial-of-service attacks and the
   related potential for theft of service by unauthorized traffic
   (Section 6.2).  Section 6.3 addresses the use of the Flow Label in
   the presence of IPsec, including its interaction with IPsec tunnel
   mode and other tunneling protocols.  We also note that inspection of
   unencrypted Flow Labels may allow some forms of traffic analysis by
   revealing some structure of the underlying communications.  Even if
   the flow label was encrypted, its presence as a constant value in a
   fixed position might assist traffic analysis and cryptoanalysis.

   The flow label is not protected in any way, even if IPsec
   authentication [RFC4302] is in use, so it can be forged by an on-path
   attacker.  Implementers are advised that any en-route change to the
   flow label value is undetectable.  On the other hand, a uniformly
   distributed pseudo-random flow label cannot be readily guessed by an
   attacker; see [LABEL-SEC] for further discussion.  If a hash
   algorithm is used, as suggested in Section 3, it SHOULD include a
   step that makes the flow label value significantly difficult to
   predict [RFC4086], even with knowledge of the algorithm being used.

6.1.  Covert Channel Risk

   The flow label could be used as a covert data channel, since
   apparently pseudo-random flow label values could, in fact, consist of
   covert data [NSA].  This could, for example, be achieved using a
   series of otherwise innocuous UDP packets whose flow label values
   constitute a covert message, or by co-opting a TCP session to carry a
   covert message in the flow labels of successive packets.  Both of
   these could be recognized as suspicious -- the first because isolated
   UDP packets would not normally be expected to have non-zero flow
   labels, and the second because the flow label values in a given TCP
   session should all be equal.  However, other methods, such as co-
   opting the flow labels of occasional packets, might be rather hard to
   detect.

   In situations where the covert channel risk is considered
   significant, the only certain defense is for a firewall to rewrite
   non-zero flow labels.  This would be an exceptional violation of the
   rule that the flow label, once set to a non-zero value, must not be
   changed.  To preserve load distribution capability, such a firewall
   SHOULD rewrite labels by following the method described for a
   forwarding node (see Section 3), as if the incoming label value were
   zero, and MUST NOT set non-zero flow labels to zero.  This behavior
   is nevertheless undesirable, since (as discussed in Section 3) only
   source nodes have straightforward access to the complete 5-tuple.

6.2.  Theft and Denial of Service

   Since the mapping of network traffic to flow-specific treatment is
   triggered by the IP addresses and Flow Label value of the IPv6
   header, an adversary may be able to obtain a class of service that
   the network did not intend to provide by modifying the IPv6 header or
   by injecting packets with false addresses and/or labels.  A concrete
   analysis of this threat is only possible for specific stateful
   methods of signaling and using the flow label, which are out of scope
   for this document.  Clearly, a full analysis will be required when
   any such method is specified, but in general, networks SHOULD NOT
   make resource allocation decisions based on flow labels without some
   external means of assurance.

   A denial-of-service attack [RFC4732] becomes possible in the
   stateless model when the modified or injected traffic depletes the
   resources available to forward it and other traffic streams.  If a
   denial-of-service attack were undertaken against a given Flow Label
   (or set of Flow Labels), then traffic containing an affected Flow
   Label might well experience worse-than-best-effort network
   performance.

   Note that since the treatment of IP headers by nodes is typically
   unverified, there is no guarantee that flow labels sent by a node are
   set according to the recommendations in this document.  A man-in-the-
   middle or injected-traffic denial-of-service attack specifically
   directed at flow label handling would involve setting unusual flow
   labels.  For example, an attacker could set all flow labels reaching
   a given router to the same arbitrary non-zero value or could perform
   rapid cycling of flow label values such that the packets of a given
   flow will each have a different value.  Either of these attacks would
   cause a stateless load distribution algorithm to perform badly and
   would cause a stateful classifier to behave incorrectly.  For this
   reason, stateless classifiers should not use the flow label alone to
   control load distribution, and stateful classifiers should include
   explicit methods to detect and ignore suspect flow label values.

   Since flows are identified by the 3-tuple of the Flow Label and the
   Source and Destination Address, the risk of denial of service
   introduced by the Flow Label is closely related to the risk of denial
   of service by address spoofing.  An adversary who is in a position to
   forge an address is also likely to be able to forge a label, and vice
   versa.

   There are two issues with different properties: spoofing of the Flow
   Label only and spoofing of the whole 3-tuple, including Source and
   Destination Address.

   The former can be done inside a node that is using or transmitting
   the correct source address.  The ability to spoof a Flow Label
   typically implies being in a position to also forge an address, but
   in many cases, spoofing an address may not be interesting to the
   spoofer, especially if the spoofer's goal is theft of service rather
   than denial of service.

   The latter can be done by a host that is not subject to ingress
   filtering [RFC2827] or by an intermediate router.  Due to its
   properties, this is typically useful only for denial of service.  In
   the absence of ingress filtering, almost any third party could
   instigate such an attack.

   In the presence of ingress filtering, forging a non-zero Flow Label
   on packets that originated with a zero label, or modifying or
   clearing a label, could only occur if an intermediate system such as
   a router was compromised, or through some other form of man-in-the-
   middle attack.

6.3.  IPsec and Tunneling Interactions

   The IPsec protocol, as defined in [RFC4301], [RFC4302], and
   [RFC4303], does not include the IPv6 header's Flow Label in any of
   its cryptographic calculations (in the case of tunnel mode, it is the
   outer IPv6 header's Flow Label that is not included).  Hence,
   modification of the Flow Label by a network node has no effect on
   IPsec end-to-end security, because it cannot cause any IPsec
   integrity check to fail.  As a consequence, IPsec does not provide
   any defense against an adversary's modification of the Flow Label
   (i.e., a man-in-the-middle attack).

   IPsec tunnel mode provides security for the encapsulated IP header's
   Flow Label.  A tunnel mode IPsec packet contains two IP headers: an
   outer header supplied by the tunnel ingress node and an encapsulated
   inner header supplied by the original source of the packet.  When an
   IPsec tunnel is passing through nodes performing flow classification,
   the intermediate network nodes operate on the Flow Label in the outer
   header.  At the tunnel egress node, IPsec processing includes
   removing the outer header and forwarding the packet (if required)
   using the inner header.  The IPsec protocol requires that the inner
   header's Flow Label not be changed by this decapsulation processing
   to ensure that modifications to the label cannot be used to launch
   theft- or denial-of-service attacks across an IPsec tunnel endpoint.
   This document makes no change to that requirement; indeed, it forbids
   changes to the Flow Label.

   When IPsec tunnel egress decapsulation processing includes a
   sufficiently strong cryptographic integrity check of the encapsulated
   packet (where sufficiency is determined by local security policy),
   the tunnel egress node can safely assume that the Flow Label in the
   inner header has the same value it had at the tunnel ingress node.

   This analysis and its implications apply to any tunneling protocol
   that performs integrity checks.  Of course, any Flow Label set in an
   encapsulating IPv6 header is subject to the risks described in the
   previous section.

6.4.  Security Filtering Interactions

   The Flow Label does nothing to eliminate the need for packet
   filtering based on headers past the IP header if such filtering is
   deemed necessary for security reasons on nodes such as firewalls or
   filtering routers.

7.  Differences from RFC 3697

   The main differences between this specification and its predecessor
   [RFC3697] are as follows:

   o  This specification encourages non-zero flow label values to be
      used and clearly defines how to set a non-zero value.

   o  This specification encourages a stateless model with uniformly
      distributed flow label values.

   o  This specification does not specify any details of a stateful
      model.

   o  This specification retains the rule that the flow label must not
      be changed en route but allows routers to set the label on behalf
      of hosts that do not do so.

   o  This specification discusses the covert channel risk and its
      consequences for firewalls.

   For further details, see [RFC6436].

8.  Acknowledgements

   Valuable comments and contributions were made by Jari Arkko, Ran
   Atkinson, Fred Baker, Richard Barnes, Steve Blake, Tassos
   Chatzithomaoglou, Remi Despres, Alan Ford, Fernando Gont, Brian
   Haberman, Tony Hain, Joel Halpern, Qinwen Hu, Chris Morrow, Thomas
   Narten, Mark Smith, Pascal Thubert, Iljitsch van Beijnum, and other
   participants in the 6man working group.

   Cristian Calude suggested the von Neumann algorithm in Appendix A.
   David Malone and Donald Eastlake gave additional input about hash
   algorithms.

   Steve Deering and Alex Conta were co-authors of RFC 3697, on which
   this document is based.

   Contributors to the original development of RFC 3697 included Ran
   Atkinson, Steve Blake, Jim Bound, Francis Dupont, Robert Elz, Tony
   Hain, Robert Hancock, Bob Hinden, Christian Huitema, Frank
   Kastenholz, Thomas Narten, Charles Perkins, Pekka Savola, Hesham
   Soliman, Michael Thomas, Margaret Wasserman, and Alex Zinin.

9.  References

9.1.  Normative References

   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2205]    Braden, B., Zhang, L., Berson, S., Herzog, S., and S.
                Jamin, "Resource ReSerVation Protocol (RSVP) -- Version
                1 Functional Specification", RFC 2205, September 1997.

   [RFC2460]    Deering, S. and R. Hinden, "Internet Protocol, Version 6
                (IPv6) Specification", RFC 2460, December 1998.

   [RFC4086]    Eastlake, D., Schiller, J., and S. Crocker, "Randomness
                Requirements for Security", BCP 106, RFC 4086,
                June 2005.

9.2.  Informative References

   [LABEL-SEC]  Gont, F., "Security Assessment of the IPv6 Flow Label",
                Work in Progress, November 2010.

   [NSA]        Potyraj, C., "Firewall Design Considerations for IPv6",
                National Security Agency I733-041R-2007, 2007,
                <http://www.nsa.gov/ia/_files/ipv6/I733-041R-2007.pdf>.

   [RFC2827]    Ferguson, P. and D. Senie, "Network Ingress Filtering:
                Defeating Denial of Service Attacks which employ IP
                Source Address Spoofing", BCP 38, RFC 2827, May 2000.

   [RFC3697]    Rajahalme, J., Conta, A., Carpenter, B., and S. Deering,
                "IPv6 Flow Label Specification", RFC 3697, March 2004.

   [RFC4301]    Kent, S. and K. Seo, "Security Architecture for the
                Internet Protocol", RFC 4301, December 2005.

   [RFC4302]    Kent, S., "IP Authentication Header", RFC 4302,
                December 2005.

   [RFC4303]    Kent, S., "IP Encapsulating Security Payload (ESP)",
                RFC 4303, December 2005.

   [RFC4311]    Hinden, R. and D. Thaler, "IPv6 Host-to-Router Load
                Sharing", RFC 4311, November 2005.

   [RFC4732]    Handley, M., Rescorla, E., and IAB, "Internet Denial-of-
                Service Considerations", RFC 4732, December 2006.

   [RFC5971]    Schulzrinne, H. and R. Hancock, "GIST: General Internet
                Signalling Transport", RFC 5971, October 2010.

   [RFC6436]    Amante, S., Carpenter, B., and S. Jiang, "Rationale for
                Update to the IPv6 Flow Label Specification", RFC 6436,
                November 2011.

   [RFC6438]    Carpenter, B. and S. Amante, "Using the IPv6 Flow Label
                for Equal Cost Multipath Routing and Link Aggregation in
                Tunnels", RFC 6438, November 2011.

   [vonNeumann] von Neumann, J., "Various techniques used in connection
                with random digits", National Bureau of Standards
                Applied Math Series 12, 36-38, 1951.

Appendix A.  Example 20-Bit Hash Function

   As mentioned in Section 3, a stateless hash function may be used to
   generate a flow label value from an IPv6 packet's 5-tuple.  It is not
   trivial to choose a suitable hash function, and it is expected that
   extensive practical experience will be required to identify the best
   choices.  An example function, based on an algorithm by von Neumann
   known to produce an approximately uniform distribution [vonNeumann],
   follows.  For each packet for which a flow label must be generated,
   execute the following steps:

   1.  Split the destination and source addresses into two 64-bit values
       each, thus transforming the 5-tuple into a 7-tuple.

   2.  Add the following five components together using unsigned 64-bit
       arithmetic, discarding any carry bits: both parts of the source
       address, both parts of the destination address, and the protocol
       number.

   3.  Apply the von Neumann algorithm to the resulting string of 64
       bits:

       1.  Starting at the least significant end, select two bits.

       2.  If the two bits are 00 or 11, discard them.

       3.  If the two bits are 01, output a 0 bit.

       4.  If the two bits are 10, output a 1 bit.

       5.  Repeat with the next two bits in the input 64-bit string.

       6.  Stop when 16 bits have been output (or when the 64-bit string
           is exhausted).

   4.  Add the two port numbers to the resulting 16-bit number.

   5.  Shift the resulting value 4 bits left, and mask with 0xfffff.

   6.  In the highly unlikely event that the result is exactly zero, set
       the flow label arbitrarily to the value 1.

   Note that this simple example does not include a step to prevent
   predictability, as recommended in Section 6.

Authors' Addresses

   Shane Amante
   Level 3 Communications, LLC
   1025 Eldorado Blvd
   Broomfield, CO  80021
   USA

   EMail: shane@level3.net


   Brian Carpenter
   Department of Computer Science
   University of Auckland
   PB 92019
   Auckland  1142
   New Zealand

   EMail: brian.e.carpenter@gmail.com


   Sheng Jiang
   Huawei Technologies Co., Ltd
   Q14, Huawei Campus
   No.156 Beiqing Road
   Hai-Dian District, Beijing  100095
   P.R. China

   EMail: jiangsheng@huawei.com


   Jarno Rajahalme
   Nokia Siemens Networks
   Linnoitustie 6
   02600  Espoo
   Finland

   EMail: jarno.rajahalme@nsn.com

AI ELI5

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PROBLEMClassifying a flow normally needs the 5-tuple, but ports may be hidden by fragmentation or encryption or sit behind a chain of extension headers, which is slow to walk.
MECHANISMSource nodes label each flow with a 20-bit Flow Label drawn from an approximation to a uniform distribution, and the label is combined with the source and destination addresses to identify the flow. Forwarding nodes must not change a non-zero label, apart from compelling security reasons.
WHY IT MATTERSRouters can classify flows and spread load, for example across ECMP or LAG paths, using only fixed-position header fields. The RFC obsoletes RFC 3697 and updates RFC 2205 and RFC 2460.

§1Why Label Flows

At the network layer, a flow is a sequence of packets from one source to one unicast, anycast or multicast destination that a node chooses to label as a flow. It is not necessarily a one-to-one match with a transport connection.

Flow classifiers have traditionally used the 5-tuple: source address, destination address, source port, destination port and transport protocol. Some of these may be unavailable because of fragmentation or encryption, or may be inefficient to find past a chain of IPv6 extension headers. Using the 3-tuple of Flow Label, Source Address and Destination Address allows efficient classification from IPv6 main header fields in fixed positions. It also makes it easier to introduce new transport protocols later.

The label can be used in stateless scenarios, where no node stores flow information, and stateful ones, where nodes keep state and may use signaling such as RSVP or GIST. This document concentrates on the stateless model as the default mechanism. A specific goal is to encourage the label for stateless load distribution across Equal Cost Multi-Path (ECMP) and Link Aggregation Group (LAG) paths. It replaces RFC 3697 and Section 6 and Appendix A of RFC 2460, with the rationale in RFC 6436.

Reading every detail on a parcel to sort it is slow. A sticker in the same spot on every parcel of one order lets the sorter group them in a glance.

§2The Flow Label Field

The Flow Label is a 20-bit field in the IPv6 header. A value of zero means the packet has not been labeled. Classifiers use the triplet of Flow Label, Source Address and Destination Address to identify the flow. How flows are treated and how flow state is established are out of scope.

Label values should vary a lot in their bits so they work as input to a hash for load distribution, and third parties should be unlikely to guess the next value. A discrete uniform distribution has both properties, so an approximation to it is preferable. The RFC deliberately sets no precise mathematical requirements.

Once non-zero, the label is expected to arrive unchanged. A forwarding node MUST either leave a non-zero label unchanged or change it only for compelling operational security reasons (Section 6.1). Because nobody can verify that a label was left alone or is uniformly distributed, forwarding nodes such as routers and load distributors MUST NOT depend only on labels being uniformly distributed. If used as a hash key, the label bits MUST be combined with bits from other places in the packet, typically parts of the usual 5-tuple, so load distribution still works even if labels are poorly distributed.

Packet flows should not be reordered, and a label of zero does not imply that reordering is acceptable.

A zero sticker means no sticker. Once a real sticker is on, nobody should peel it off. Because anyone might have changed it, sorters should also look at other clues.

§3Labeling in the Stateless Scenario

Source nodes SHOULD assign each unrelated transport connection and application data stream to a new flow. A typical definition is any set of packets with the same 5-tuple, which a source always has convenient access to. It is RECOMMENDED that source hosts set the same label on every packet of a flow, chosen from an approximation to a discrete uniform distribution. The algorithm is not mandated, but it SHOULD give values that are unique with high probability. If two simultaneous flows with the same addresses get the same value by chance, they simply get the same treatment, which is harmless if rare.

Two suggested approaches are a 20-bit hash of the 5-tuple values (an example is in the appendix) or a pseudo-random number generator, which needs minimal local state to remember the label for each transport socket. Assigning labels sequentially is NOT RECOMMENDED, since on-path observers could guess the next value. A source that does not otherwise set the label MUST set it to zero.

A forwarding node that sees a zero label MAY change it, and then it is RECOMMENDED to set a uniformly distributed value as sources do. Such a node may lack the full 5-tuple, especially for fragmented packets, so it might use the 5-tuple when possible and the 2-tuple of destination and source address otherwise, or use the 2-tuple always. Setting labels in forwarding nodes could place a considerable per-packet load on first-hop or ingress routers, so it MUST be a configurable option, disabled by default.

The sender should give each conversation its own random-looking sticker number and use the same one on every packet in it. Counting 1, 2, 3 is a bad idea because others could guess the next one.

FLOW DEFINITIONS A LABELING NODE MAY USE (RFC 6437)
DefinitionFields usedWhere it fits
5-tuple THIS RFCDestination address, source address, protocol, destination port, source portPreferred; always available at the source
2-tupleDestination address and source addressFallback when the full 5-tuple is not available, such as for fragments

§4Flow State Establishment

A node that sets the label MAY also take part in a method that gives specific treatment to specific flows, possibly using signaling. Any such method MUST NOT disturb nodes in the stateless scenario, so a node that sets labels under a stateful scheme MUST choose labels that follow the rules of Section 3. The RFC gives no further detail on stateful methods.

Section 5 makes one essential correction to RFC 2205: RFC 2460 shrank the Flow Label field from 24 to 20 bits, so the references to a 24-bit field in Section A.9 of RFC 2205 are updated.

If a sender and the network agree on special handling, the sender must still pick stickers by the same ordinary rules, so everyone else is not confused.

§6Security Considerations

The label is not protected in any way, even when IPsec authentication is used, so an on-path attacker can forge it and any change en route is undetectable. A pseudo-random label cannot readily be guessed, and a hash algorithm SHOULD include a step that makes the value significantly difficult to predict.

Covert channel. Seemingly random labels could carry hidden data. Where the risk matters, the only certain defense is for a firewall to rewrite non-zero labels. Such a firewall SHOULD rewrite them as a forwarding node would for a zero label, and MUST NOT set non-zero labels to zero.

Theft and denial of service. An adversary might get service the network did not intend by changing headers or injecting packets. Networks SHOULD NOT make resource allocation decisions based on flow labels without some external means of assurance. An attacker could set every label reaching a router to one value, or cycle values rapidly, to degrade stateless load distribution or confuse a stateful classifier. Stateless classifiers should not use the label alone, and stateful classifiers should detect and ignore suspect values. The risk is closely tied to address spoofing, and ingress filtering reduces it.

IPsec and tunnels. IPsec does not include the Flow Label in its cryptographic calculations (in tunnel mode, the outer header's label), so changing it cannot break an integrity check, and IPsec gives no defense against modification. The inner header's label must not be changed by decapsulation. The label does not remove the need for packet filtering on headers past the IP header.

The sticker is not locked, so a mischievous person could swap it. That is why sorters should not trust it alone, and why random numbers are safer than guessable ones.

§7Differences from RFC 3697

Compared with RFC 3697, this specification:

  • encourages non-zero flow label values and clearly defines how to set one;
  • encourages a stateless model with uniformly distributed values;
  • does not specify any details of a stateful model;
  • keeps the rule that the label must not be changed en route, but allows routers to set it on behalf of hosts that do not;
  • discusses the covert channel risk and its consequences for firewalls.

Further detail is in RFC 6436.

The new rules ask people to actually use the stickers, to keep it simple, and to watch out for sneaky messages hidden in them.

§8An Example 20-Bit Hash

The appendix gives one example of a stateless way to make a label from the 5-tuple, based on a von Neumann algorithm known to give an approximately uniform distribution. The RFC says choosing a suitable hash is not trivial and that extensive practical experience is expected to be needed to find the best choices.

In outline: split the addresses into 64-bit halves, add the source and destination halves and the protocol number with unsigned 64-bit arithmetic, extract 16 bits with the von Neumann method (pairs 01 give 0, pairs 10 give 1, 00 and 11 are discarded), add the two port numbers, shift 4 bits left and mask with 0xfffff. A result of exactly zero is set to 1. The example has no step to prevent predictability, which Section 6 recommends.

The appendix shows one recipe that mixes up the details of a conversation into a number that looks random.

§8References