RFC 1782 PROPOSED STANDARD FILE TRANSFER · OPTIONS · NEGOTIATION

TFTP options: TFTP Option Extension

Let TFTP clients and servers negotiate transfer options before sending data.

On rfc-editor.org ↗
PUBLISHED
March 1995
AUTHORS
G. Malkin, A. Harkin
STREAM
IETF
BUILDS ON
RFC 1350 — TFTP
OBSOLETED BY
RFC 2347 — TFTP Options
NEW PACKET TYPE
OACK (opcode 6)
MAXIMUM REQUEST PACKET SIZE
512 octets
OPTION TERMINATOR
NULL byte
ERROR CODE FOR OPTION FAILURE
8
DOI
10.17487/RFC1782

RFC text

Contents
Original text · RFC Editor View on rfc-editor.org ↗
Network Working Group                                          G. Malkin
Request for Comments: 1782                                Xylogics, Inc.
Updates: 1350                                                  A. Harkin
Category: Standards Track                            Hewlett Packard Co.
                                                              March 1995


                         TFTP Option Extension

Status of this Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

Abstract

   The Trivial File Transfer Protocol [1] is a simple, lock-step, file
   transfer protocol which allows a client to get or put a file onto a
   remote host.  This document describes a simple extension to TFTP to
   allow option negotiation prior to the file transfer.

Introduction

   The option negotiation mechanism proposed in this document is a
   backward-compatible extension to the TFTP protocol.  It allows file
   transfer options to be negotiated prior to the transfer using a
   mechanism which is consistent with TFTPs Request Packet format.  The
   mechanism is kept simple by enforcing a request-respond-acknowledge
   sequence, similar to the lock-step approach taken by TFTP itself.

   While the option negotiation mechanism is general purpose, in that
   many types of options may be negotiated, it was created to support
   the Blocksize option defined in [2].  Additional options are defined
   in [3].

   This document assumes reader familiarity with the TFTP specification
   [1] and its terminology.

Packet Formats

   TFTP options are appended to the Read Request and Write Request
   packets.  A new type of TFTP packet, the Option Acknowledgment
   (OACK), is used to acknowledge a client's option negotiation request.
   A new error code, 8, is hereby defined to indicate that a transfer
   should be terminated due to option negotiation.

   Options are appended to a TFTP Read Request or Write Request packet
   as follows:

      +-------+---~~---+---+---~~---+---+---~~---+---+---~~---+---+-->
      |  opc  |filename| 0 |  mode  | 0 |  opt1  | 0 | value1 | 0 | <
      +-------+---~~---+---+---~~---+---+---~~---+---+---~~---+---+-->

       >-------+---+---~~---+---+
      <  optN  | 0 | valueN | 0 |
       >-------+---+---~~---+---+

      The "0"s shown in these illustrations and the ones below are all
      all zero octets, i.e., NULL terminators for the preceeding
      fields.

      opc
         The opcode field contains either a 1, for Read Requests, or 2,
         for Write Requests, as defined in [1].

      filename
         The name of the file to be read or written, as defined in [1].
         This is a NULL-terminated field.

      mode
         The mode of the file transfer: "netascii", "octet", or "mail",
         as defined in [1].  This is a NULL-terminated field.

      opt1
         The first option, in case-insensitive ASCII (e.g., "blksize").
         This is a NULL-terminated ASCII field.

      value1
         The value associated with the first option, in case-insensitive
         ASCII.  This is a NULL-terminated field.

      optN, valueN
         The final option/value pair.  Each NULL-terminated field is
         specified in case-insensitive ASCII.

   The options and values are all NULL-terminated, in keeping with the
   original request format.  If multiple options are to be negotiated,
   they are appended to each other.  The order in which options are
   specified is not significant.  The maximum size of a request packet
   is 512 octets.

   The OACK packet has the following format:

      +-------+---~~---+---+---~~---+---+---~~---+---+---~~---+---+
      |  opc  |  opt1  | 0 | value1 | 0 |  optN  | 0 | valueN | 0 |
      +-------+---~~---+---+---~~---+---+---~~---+---+---~~---+---+

      opc
         The opcode field contains a 6, for Option Acknowledgment.

      opt1
         The first option acknowledgment, copied from the original
         request.

      value1
         The acknowledged value associated with the first option.  If
         and how this value may differ from the original request is
         detailed in the specification for the option.

      optN, valueN
         The final option/value acknowledgment pair.

Negotiation Protocol

   The client appends options at the end of the Read Request or Write
   request packet, as shown above.  Any number of options may be
   specified; however, an option may only be specified once.  The order
   of the options is not significant.

   If the server supports option negotiation, and it recognizes one or
   more of the options specified in the request packet, the server may
   respond with an Options Acknowledgment (OACK).  Each option the
   server recognizes, and accepts the value for, is included in the
   OACK.  Some options may allow alternate values to be proposed, but
   this is an option specific feature.  The server must not include in
   the OACK any option which had not been specifically requested by the
   client; that is, only the client may initiate option negotiation.
   Options which the server does not support should be omitted from the
   OACK; they must not cause an ERROR packet to be generated.  If the
   value of a supported option is invalid, the specification for that
   option will indicate whether the server should simply omit the option
   from the OACK, respond with an alternate value, or send an ERROR
   packet, with error code 8, to terminate the transfer.

   An option not acknowledged by the server must be ignored by the
   client and server as if it were never requested.  If multiple options
   were requested, the client must use those options which were
   acknowledged by the server and must not use those options which were
   not acknowledged by the server.

   When the client appends options to the end of a Read Request packet,
   three possible responses may be returned by the server:

      OACK  - acknowledge of Read Request and the options;

      DATA  - acknowledge of Read Request, but not the options;

      ERROR - the request has been denied.

   When the client appends options to the end of a Write Request packet,
   three possible responses may be returned by the server:

      OACK  - acknowledge of Write Request and the options;

      ACK   - acknowledge of Write Request, but not the options;

      ERROR - the request has been denied.

   If a server implementation does not support option negotiation, it
   will likely ignore any options appended to the client's request.  In
   this case, the server will return a DATA packet for a Read Request
   and an ACK packet for a Write Request establishing normal TFTP data
   transfer.  In the event that a server returns an error for a request
   which carries an option, the client may attempt to repeat the request
   without appending any options.  This implementation option would
   handle servers which consider extraneous data in the request packet
   to be erroneous.

   Depending on the original transfer request there are two ways for a
   client to confirm acceptance of a server's OACK.  If the transfer was
   initiated with a Read Request, then an ACK (with the data block
   number set to 0) is sent by the client to confirm the values in the
   server's OACK packet.  If the transfer was initiated with a Write
   Request, then the client begins the transfer with the first DATA
   packet, using the negotiated values.  If the client rejects the OACK,
   then it sends an ERROR packet, with error code 8, to the server and
   the transfer is terminated.

   Once a client acknowledges an OACK, with an appropriate non-error
   response, that client has agreed to use only the options and values
   returned by the server.  Remember that the server cannot request an
   option; it can only respond to them.  If the client receives an OACK
   containing an unrequested option, it should respond with an ERROR
   packet, with error code 8, and terminate the transfer.

Examples

   Read Request

      client                                           server
      -------------------------------------------------------
      |1|foofile|0|octet|0|blksize|0|1432|0|  -->               RRQ
                                    <--  |6|blksize|0|1432|0|   OACK
      |4|0|  -->                                                ACK
                             <--  |3|1| 1432 octets of data |   DATA
      |4|1|  -->                                                ACK
                             <--  |3|2| 1432 octets of data |   DATA
      |4|2|  -->                                                ACK
                             <--  |3|3|<1432 octets of data |   DATA
      |4|3|  -->                                                ACK

   Write Request

      client                                           server
      -------------------------------------------------------
      |2|barfile|0|octet|0|blksize|0|2048|0|  -->               RRQ
                                    <--  |6|blksize|0|2048|0|   OACK
      |3|1| 2048 octets of data |  -->                          DATA
                                                   <--  |4|1|   ACK
      |3|2| 2048 octets of data |  -->                          DATA
                                                   <--  |4|2|   ACK
      |3|3|<2048 octets of data |  -->                          DATA
                                                   <--  |4|3|   ACK

Security Considerations

   Security issues are not discussed in this memo.

References

   [1] Sollins, K., "The TFTP Protocol (Revision 2)", STD 33, RFC 1350,
       MIT, July 1992.

   [2] Malkin, G., and A. Harkin, "TFTP Blocksize Option", RFC 1783,
       Xylogics, Inc., Hewlett Packard Co., March 1995.

   [3] Malkin, G., and A. Harkin, A., "TFTP Timeout Interval and
       Transfer Size Options", RFC 1784, Xylogics, Inc., Hewlett Packard
       Co., March 1995.

Authors' Addresses

       Gary Scott Malkin
       Xylogics, Inc.
       53 Third Avenue
       Burlington, MA  01803

       Phone:  (617) 272-8140
       EMail:  gmalkin@xylogics.com


       Art Harkin
       Internet Services Project
       Information Networks Division
       19420 Homestead Road MS 43LN
       Cupertino, CA  95014

       Phone: (408) 447-3755
       EMail: ash@cup.hp.com

AI ELI5

On this page
PROBLEMTFTP is a simple lock-step file transfer protocol, but it lacks flexibility: there is no way for a client and server to agree on options like block size before starting the transfer.
MECHANISMThis RFC adds an option negotiation mechanism that lets options be appended to TFTP Read and Write requests, with a new OACK (Option Acknowledgment) packet type to confirm accepted options.
STATUS TODAYServers and clients can now negotiate options like block size before the transfer, improving efficiency and compatibility. RFC 2347 later standardized this further.

§1Introduction

TFTP (Trivial File Transfer Protocol) is a simple, lock-step protocol for transferring files over the network. However, it was designed with no way for clients and servers to agree on how to transfer a file before starting.

This RFC defines a backward-compatible extension to TFTP that allows option negotiation before the file transfer begins. The mechanism is kept simple by following TFTP's own request-respond-acknowledge sequence pattern. It was created to support the blocksize option (allowing larger transfers) defined in RFC 1783, and other options in RFC 1784.

TFTP is very simple, but sometimes a client and server want to agree on settings first, like how big chunks to send. This document adds a way to do that.

§2Packet Formats

The extension adds options and their values to the end of TFTP Read Request (opcode 1) and Write Request (opcode 2) packets. Each option and value is NULL-terminated in ASCII, just like the original filename and mode fields. Multiple options can be appended in any order, and the total packet must not exceed 512 octets.

A new packet type, the Option Acknowledgment (OACK), is introduced with opcode 6. The OACK contains the same option/value pairs that the server accepts, in the same format. A new error code, 8, is defined to indicate that a transfer should be terminated due to option negotiation failure.

The client adds what it wants at the end of its request, like 'blksize' equals '1432'. The server sends back an OACK packet saying which options it agrees to.

§3Negotiation Protocol

When a client appends options to a Read Request or Write Request, the server may respond with an OACK if it supports option negotiation and recognizes at least one option. The server includes only options it understands and accepts. Options that the server does not recognize are silently omitted from the OACK; they must not cause an error.

If the original request was a Read Request, the client confirms acceptance of the OACK by sending an ACK packet with block number 0. If the original request was a Write Request, the client confirms by starting the transfer with the first DATA packet using the negotiated values. If the client rejects the OACK, it sends an ERROR packet with error code 8. Once options are confirmed, both sides use only those options and values for the transfer.

If a server does not support option negotiation at all, it will ignore the appended options and respond with a normal DATA (for Read) or ACK (for Write) packet, starting the transfer as if no options were requested. This preserves backward compatibility.

The server says which options it will use. Then the client either agrees and sends back an ACK, or disagrees and sends an ERROR. If the server doesn't understand options at all, it just ignores them and sends back normal data.

§4Examples

Read Request with option negotiation
ClientServer
  1. Read Request (blksize=1432)
  2. OACK (blksize=1432)
  3. ACK (block 0)
  4. DATA (1432 octets)

A Read Request asks for 'foofile' with a requested blocksize of 1432 octets. The server accepts with an OACK confirming blocksize 1432. The client acknowledges with ACK for block 0, then receives the file in 1432-octet blocks.

A Write Request asks to write 'barfile' with a requested blocksize of 2048 octets. The server accepts with an OACK confirming blocksize 2048. The client then sends the file in 2048-octet blocks, with the server acknowledging each block. In both cases, the negotiation precedes the actual data transfer, and once agreement is reached, the transfer uses the negotiated block size instead of the default 512 octets.

The client asks for a big block size like 1432 or 2048 bytes. The server says OK and sends an OACK back. Then they transfer the file using that block size instead of the tiny default.

§5References