CBOR Object Signing and Encryption (COSE) Receipts
A compact, signed proof that an entry is in a transparency log, or that the log only ever grew.
Steele, O., Birkholz, H., Delignat-Lavaud, A., and C. Fournet, "CBOR Object Signing and Encryption (COSE) Receipts", RFC 9942, DOI 10.17487/RFC9942, June 2026, <https://www.rfc-editor.org/info/rfc9942>.
@misc{rfc9942,
series = {Request for Comments},
number = 9942,
howpublished = {RFC 9942},
publisher = {RFC Editor},
doi = {10.17487/RFC9942},
url = {https://www.rfc-editor.org/info/rfc9942},
author = {O. Steele and H. Birkholz and A. Delignat-Lavaud and C. Fournet},
title = {{CBOR Object Signing and Encryption (COSE) Receipts}},
pagetotal = 20,
year = 2026,
month = jun,
} RFC text
Contents
Internet Engineering Task Force (IETF) O. Steele
Request for Comments: 9942 Tradeverifyd
Category: Standards Track H. Birkholz
ISSN: 2070-1721 Fraunhofer SIT
A. Delignat-Lavaud
C. Fournet
Microsoft
June 2026
CBOR Object Signing and Encryption (COSE) Receipts
Abstract
CBOR Object Signing and Encryption (COSE) Receipts prove properties
of a Verifiable Data Structure (VDS) to a verifier. VDSs and
associated Proof Types enable security properties, such as minimal
disclosure, transparency, and non-equivocation. Transparency helps
maintain trust over time and has been applied to certificates, end-
to-end encrypted messaging systems, and supply chain security. This
specification enables concise transparency-oriented systems by
building on Concise Binary Object Representation (CBOR) and COSE.
The extensibility of the approach is demonstrated by providing CBOR
encodings for Merkle inclusion and consistency proofs.
Status of This Memo
This is an Internet Standards Track document.
This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 7841.
Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
https://www.rfc-editor.org/info/rfc9942.
Copyright Notice
Copyright (c) 2026 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Revised BSD License text as described in Section 4.e of the
Trust Legal Provisions and are provided without warranty as described
in the Revised BSD License.
Table of Contents
1. Introduction
1.1. Requirements Notation
2. New COSE Header Parameters
3. Terminology
4. VDSs in CBOR
4.1. Structures
4.2. Proofs
4.3. Usage
4.4. Profiles
4.4.1. Registration Requirements
5. RFC9162_SHA256
5.1. Verifiable Data Structure
5.2. Inclusion Proof
5.2.1. Receipt of Inclusion
5.3. Consistency Proof
5.3.1. Receipt of Consistency
6. Privacy Considerations
6.1. Log Length
6.2. Header Parameters
7. Security Considerations
7.1. Choice of Signature Algorithms
7.2. Validity Period
7.3. Status Updates
8. IANA Considerations
8.1. COSE Header Parameter
8.2. VDS Registries
8.2.1. Expert Review
8.2.2. Templates and Initial Contents
9. References
9.1. Normative References
9.2. Informative References
Acknowledgements
Contributors
Authors' Addresses
1. Introduction
COSE Receipts are signed proofs that include metadata about certain
states of a Verifiable Data Structure (VDS) that are true when the
COSE Receipt was issued. COSE Receipts can include proofs that a
document is in a database (proof of inclusion), that a database is
append-only (proof of consistency), that a smaller set of statements
are contained in a large set of statements (proof of disclosure, a
special case of proof of inclusion), or that certain data is not yet
present in a database (proof of non-inclusion). Different VDSs can
produce different Verifiable Data Structure Proofs (VDPs). The
combination of representations of various VDSs and VDP can
significantly increase the burden for implementers and create
interoperability challenges for transparency services. This document
describes how to convey VDS and associated VDP types in unified
Enveloped COSE Structures.
1.1. Requirements Notation
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
2. New COSE Header Parameters
This document defines three new COSE header parameters, which are
introduced up front in this section and elaborated on later in this
document.
394: A COSE header parameter named "receipts" with a value type of
array where the array contains one or more COSE Receipts as
specified in this document.
395: A COSE header parameter named "vds" (for Verifiable Data
Structure), which conveys the algorithm identifier for a VDS.
Correspondingly, see Section 8.2.2.1 for a registry defining the
integers used to identify VDSs.
396: A COSE header parameter named "vdp" (for VDPs), which conveys a
map containing VDPs organized by Proof Type. Correspondingly, see
Section 8.2.2.2 for a registry defining the integers used to
identify VDS Proof Types.
3. Terminology
The terms "header" and "payload" are defined in [STD96]. The term
"claim" is defined in [RFC8392].
Additionally, this document uses the following terminology:
CDDL: Concise Data Definition Language (CDDL) is defined in
[RFC8610].
EDN: CBOR Extended Diagnostic Notation (EDN) is defined in
[RFC8949], where it is referred to as "diagnostic notation", and
is revised in [CBOR-EDN].
Entry: An entry in a VDS for which proofs can be derived.
Proof Type: A property that can be obtained by verifying a given
proof over one or more entries in a VDS. For example, a VDS, such
as a binary Merkle Tree, can support inclusion proofs where each
proof confirms that a given entry is included in a Merkle Tree
root.
Proof Value: An encoding of a Proof Type in CBOR [RFC8949].
Receipt: A COSE Single Signer Data Object, as defined in RFC 9052 of
[STD96], containing the header parameters necessary to convey one
or more VDP for an associated VDS.
Verifiable Data Structure (VDS): A data structure that supports one
or more VDS Proof Types. This property describes an algorithm
used to maintain a VDS, for example, a binary Merkle Tree
algorithm.
Verifiable Data Structure Proof (VDP): A data structure used to
convey Proof Types for proving different properties, such as
authentication, inclusion, consistency, and freshness. Parameters
can include multiple proofs of a given type or multiple types of
proof (inclusion and consistency).
4. VDSs in CBOR
This section describes representations of VDPs in [RFC8949]. For
example, construction of a Merkle Tree leaf or an inclusion proof
from a leaf to a Merkle Tree root might have several different
representations, depending on the VDS used. Differences in
representations are necessary to support efficient verification,
unique security or privacy properties, and for compatibility with
specific implementations. This document defines two extension points
for enabling VDSs with COSE and provides concrete examples for the
structures and proofs defined in Section 2.1.3 of [RFC9162] and
Section 2.1.4 of [RFC9162]. The design of these structures is
influenced by the conventions established for COSE Keys.
4.1. Structures
Similar to COSE Key Types [IANA.cose_header-parameters], different
VDSs support different algorithms.
This document establishes a registry of VDS algorithms; see
Section 8.2.2.1 for details.
4.2. Proofs
As is the case for COSE Key Type Parameters
[IANA.cose_header-parameters], EC2 keys (1: 2) require and give
meaning to specific parameters, such as -1 (crv), -2 (x), -3 (y), and
-4 (d). RFC9162_SHA256 (395: 1) supports both (-1) inclusion and
(-2) consistency proofs.
This document establishes a registry of VDS algorithm proofs; see
Section 8.2.2.2 for details.
Proof Types are specific to their associated "Verifiable Data
Structure"; for example, different Merkle Trees might support
different representations of inclusion proof or consistency proof.
Implementers should not expect interoperability across "Verifiable
Data Structures". Security analysis MUST be conducted prior to
migrating to new structures to ensure the new security and privacy
assumptions are acceptable for the use case.
4.3. Usage
This document registers a new COSE header parameter "receipts" (394)
to enable Receipts to be conveyed in the protected and unprotected
headers of Enveloped COSE Structures.
When the "receipts" header parameter is present, the verifier MUST
confirm that the associated VDS and VDPs match entries present in the
registries established in this specification, including values added
in subsequent registrations.
Receipts MUST be tagged as COSE_Sign1.
Figure 1 defines how Receipts are included in a COSE_Sign1 data item:
Signature_With_Receipt = #6.18(COSE_Sign1)
cose-label = int / text
cose-values = any
Protected_Header = {
* cose-label => cose-values
}
Unprotected_Header = {
&(receipts: 394) => [+ bstr .cbor Receipt]
* cose-label => cose-values
}
COSE_Sign1 = [
protected : bstr .cbor Protected_Header
unprotected : Unprotected_Header
payload : bstr / nil
signature : bstr
]
Receipt = Receipt_For_Inclusion / Receipt_For_Consistency
; Note the proof formats shown here are for RFC9162_SHA256.
; Other VDSs may have different proof formats.
Receipt_For_Inclusion = #6.18(Signed_Inclusion_Proof)
Signed_Inclusion_Proof = [
protected :
bstr .cbor RFC9162_SHA256_Inclusion_Protected_Header,
unprotected : RFC9162_SHA256_Inclusion_Unprotected_Header,
payload : bstr / nil,
signature : bstr
]
RFC9162_SHA256_Inclusion_Protected_Header = {
&(alg: 1) => int
&(vds: 395) => int
* cose-label => cose-values
}
RFC9162_SHA256_Inclusion_Unprotected_Header = {
&(vdp: 396) => RFC9162_SHA256_Verifiable_Inclusion_Proofs
* cose-label => cose-values
}
RFC9162_SHA256_Verifiable_Inclusion_Proofs = {
&(inclusion-proof: -1) => RFC9162_SHA256_Inclusion_Proofs
}
RFC9162_SHA256_Inclusion_Proofs = [
+ RFC9162_SHA256_Inclusion_Proof
]
RFC9162_SHA256_Inclusion_Proof =
bstr .cbor RFC9162_SHA256_Inclusion_Proof_Content
RFC9162_SHA256_Inclusion_Proof_Content = [
tree_size: uint,
leaf_index: uint,
inclusion_path:[ + bstr ]
]
Receipt_For_Consistency = #6.18(Signed_Consistency_Proof)
Signed_Consistency_Proof = [
protected :
bstr .cbor RFC9162_SHA256_Consistency_Protected_Header,
unprotected : RFC9162_SHA256_Consistency_Unprotected_Header,
payload : bstr / nil, ; Newer Merkle Tree root
signature : bstr
]
RFC9162_SHA256_Consistency_Protected_Header = {
&(alg: 1) => int,
&(vds: 395) => int,
* cose-label => cose-values
}
RFC9162_SHA256_Consistency_Unprotected_Header = {
&(vdp: 396) => RFC9162_SHA256_Verifiable_Consistency_Proofs
* cose-label => cose-values
}
RFC9162_SHA256_Verifiable_Consistency_Proofs = {
&(consistency-proof: -2) => RFC9162_SHA256_Consistency_Proofs
}
RFC9162_SHA256_Consistency_Proofs = [
+ RFC9162_SHA256_Consistency_Proof
]
RFC9162_SHA256_Consistency_Proof =
bstr .cbor RFC9162_SHA256_Consistency_Proof_Content
RFC9162_SHA256_Consistency_Proof_Content = [
tree_size_1: uint,
tree_size_2: uint,
consistency_path: [ + bstr ]
]
Figure 1: CDDL for a COSE_Sign1 with Attached Receipts
The following informative EDN is provided:
/ cose-sign1 / 18([
/ protected / <<{
/ kid / 4 : h'bc297b51...e4edf0de',
/ algorithm / 1 : -7, # ES256
}>>,
/ unprotected / {
/ receipts / 394 : [
<</ cose-sign1 / 18([
/ protected / <<{
/ kid / 4 : h'abcdef12...34567890',
/ algorithm / 1 : -7, # ES256
/ vds / 395 : 1, # RFC9162_SHA256
}>>,
/ unprotected / {
/ proofs / 396 : {
/ inclusion / -1 : [
<<[
/ size / 9, / leaf / 8,
/ inclusion path /
[ h'7558a95f...e02e35d6' ]
]>>
],
},
},
/ payload / null,
/ signature / h'02d227ed...ccd3774f'
])>>,
<</ cose-sign1 / 18([
/ protected / <<{
/ kid / 4 : h'abcdef12...34567890',
/ algorithm / 1 : -7, # ES256
/ vds / 395 : 1, # RFC9162_SHA256
}>>,
/ unprotected / {
/ proofs / 396 : {
/ inclusion / -1 : [
<<[
/ size / 6, / leaf / 5,
/ inclusion path /
[ h'9352f974...4ffa7ce0',
h'54806f32...f007ea06' ]
]>>
],
},
},
/ payload / null,
/ signature / h'36581f38...a5581960'
])>>
],
},
/ payload / h'0167c57c...deeed6d4',
/ signature / h'2544f2ed...5840893b'
])
Figure 2: An Example COSE Signature with Multiple Receipts
The specific structure of COSE Receipts is dependent on the structure
of the COSE_Sign1 payload and the VDPs contained in the COSE_Sign1
unprotected header. The CDDL definition for VDPs is specific to each
VDS. This document describes proofs for RFC9162_SHA256 in the
following sections.
4.4. Profiles
New VDSs can require the definition of a profile. The payload in
such definitions SHOULD be detached. Detached payloads force
verifiers to recompute the root from the proof and protect against
implementation errors where the signature is verified but the payload
is incompatible with the proof. Profiles of proof signatures that
define additional protected header parameters are encouraged to make
their presence mandatory to ensure that claims are processed with
their intended semantics. One way to include this information in the
COSE structure is use of the "typ" (type) header parameter; see
[RFC9596] and the similar guidance provided in [RFC9597].
4.4.1. Registration Requirements
Each VDS specification applying for inclusion in this registry MUST
define how to encode the VDS identifier and its Proof Types in CBOR.
Each specification MUST define how to produce and consume the
supported Proof Types. See Section 5 as an example.
Where a specification supports a choice of hash algorithm, a separate
IANA registration must be made for each supported algorithm. For
example, to provide support for SHA256 and SHA3_256 with Merkle
inclusion proofs and Merkle consistency proofs defined, respectively,
in Section 2.1.3 of [RFC9162] and Section 2.1.4 of [RFC9162], both
"RFC9162_SHA256" and "RFC9162_SHA3_256" require entries in the
relevant IANA registries. This document only defines
"RFC9162_SHA256".
5. RFC9162_SHA256
This section defines how the data structure described in Section 2.1
of [RFC9162] is mapped to the terminology defined in this document,
using [RFC8949] and [RFC9053].
5.1. Verifiable Data Structure
The integer identifier for this VDS is 1. The string identifier for
this VDS is "RFC9162_SHA256", a Merkle Tree where SHA256 is used as
the hash algorithm (see Table 2). See Section 2.1.1 of [RFC9162] for
a complete description of this VDS.
5.2. Inclusion Proof
See Section 2.1.3.1 of [RFC9162] for a complete description of this
VDS Proof Type.
The CBOR representation of an inclusion proof for RFC9162_SHA256 is:
inclusion-proof-content = [
; tree size at current Merkle Tree root
tree-size: uint
; index of leaf in tree
leaf-index: uint
; path from leaf to current Merkle Tree root
inclusion-path: [ + bstr ]
]
Figure 3: CBOR-Encoded Inclusion Proof for RFC9162_SHA256
The term leaf-index is used for alignment with the use established in
Section 2.1.3.2 of [RFC9162].
Note that [RFC9162] defines inclusion proofs only for leaf nodes, and
that:
| If leaf_index is greater than or equal to tree_size, then fail the
| proof verification.
The identifying index of a leaf node is relative to all nodes in the
tree size for which the proof was obtained.
5.2.1. Receipt of Inclusion
In a signed proof, the payload is the Merkle Tree root that
corresponds to the log at size tree-size. The protected header for
an RFC9162_SHA256 inclusion proof signature is:
protected-header-map = {
&(alg: 1) => int
&(vds: 395) => int
* cose-label => cose-value
}
Figure 4: Protected Header for a Receipt of Inclusion
alg (label: 1): REQUIRED. Signature algorithm identifier. Value
type: int.
vds (label: 395): REQUIRED. VDS algorithm identifier. Value type:
int.
The unprotected header for an RFC9162_SHA256 inclusion proof
signature is:
inclusion-proofs = [ + inclusion-proof ]
verifiable-proofs = {
&(inclusion-proof: -1) => inclusion-proofs
}
unprotected-header-map = {
&(vdp: 396) => verifiable-proofs
* cose-label => cose-value
}
Figure 5: A VDP in an Unprotected Header
vdp (label: 396): REQUIRED. Verifiable Data Structure Proofs.
Value type: Map.
inclusion-proof (label: -1): REQUIRED. Inclusion proofs. Value
type: Array of bstr.
The payload of an RFC9162_SHA256 inclusion proof signature is the
Merkle Tree Hash as defined in [RFC9162].
An EDN example for a Receipt containing an inclusion proof for
RFC9162_SHA256 with a detached payload (see Section 4.4) is:
/ cose-sign1 / 18([
/ protected / <<{
/ algorithm / 1 : -7, # ES256
/ vds / 395 : 1, # RFC9162_SHA256
}>>,
/ unprotected / {
/ proofs / 396 : {
/ inclusion / -1 : [
<<[
/ size / 20, / leaf / 17,
/ inclusion path /
[ h'fc9f050f...221c92cb',
h'bd0136ad...6b28cf21',
h'd68af9d6...93b1632b' ]
]>>
],
},
},
/ payload / null,
/ signature / h'de24f0cc...9a5ade89'
])
Figure 6: Receipt of Inclusion
The VDS in the protected header is necessary to understand the
inclusion proof structure in the unprotected header.
Verification of the inclusion proof and signature occurs in two
sequential steps:
1. Inclusion Proof Verification: The verifier applies the inclusion
proof to the bytes of a candidate entry. If this fails, the
proof is invalid. If it succeeds, the resulting Merkle Tree root
becomes the COSE_Sign1 payload.
2. Signature Verification: The verifier checks the COSE_Sign1
signature. Successful verification confirms the entry's
inclusion in the VDS; otherwise, the signature is invalid.
5.3. Consistency Proof
See Section 2.1.4.1 of [RFC9162] for a complete description of this
VDS Proof Type.
The CBOR representation of a consistency proof for RFC9162_SHA256 is:
consistency-proof-content = [
; older Merkle Tree size
tree-size-1: uint
; newer Merkle Tree size
tree-size-2: uint
; path from older Merkle Tree to newer Merkle Tree
consistency-path: [ + bstr ]
]
Figure 7: CBOR-Encoded Consistency Proof for RFC9162_SHA256
5.3.1. Receipt of Consistency
In a signed consistency proof, the newer Merkle Tree root (proven to
be consistent with an older Merkle Tree root) is a detached payload
and corresponds to the log at size tree-size-2.
The protected header for an RFC9162_SHA256 consistency proof
signature is:
protected-header-map = {
&(alg: 1) => int
&(vds: 395) => int
* cose-label => cose-value
}
Figure 8: Protected Header for a Receipt of Consistency
alg (label: 1): REQUIRED. Signature algorithm identifier. Value
type: int.
vds (label: 395): REQUIRED. VDS algorithm identifier. Value type:
int.
The unprotected header for an RFC9162_SHA256 consistency proof
signature is:
consistency-proofs = [ + consistency-proof ]
verifiable-proofs = {
&(consistency-proof: -2) => consistency-proofs
}
unprotected-header-map = {
&(vdp: 396) => verifiable-proofs
* cose-label => cose-value
}
vdp (label: 396): REQUIRED. VDPs. Value type: Map.
consistency-proof (label: -2): REQUIRED. Consistency proofs. Value
type: Array of bstr.
The payload of an RFC9162_SHA256 consistency proof signature is: The
newer Merkle Tree Hash as defined in [RFC9162].
An EDN example for a Receipt containing a consistency proof for
RFC9162_SHA256 with a detached payload (see Section 4.4) is:
/ cose-sign1 / 18([
/ protected / <<{
/ algorithm / 1 : -7, # ES256
/ vds / 395 : 1, # RFC9162_SHA256
}>>,
/ unprotected / {
/ proofs / 396 : {
/ consistency / -2 : [
<<[
/ old / 20, / new / 104,
/ consistency path /
[ h'e5b3e764...c4a813bc',
h'87e8a084...4f529f69',
h'f712f76d...92a0ff36',
h'd68af9d6...93b1632b',
h'249efab6...b7614ccd',
h'85dd6293...38914dc1' ]
]>>
],
},
},
/ payload / null,
/ signature / h'94469f73...52de67a1'
])
Figure 9: Example Consistency Receipt
The VDS in the protected header is necessary to understand the
consistency proof structure in the unprotected header.
The signature and consistency proof are verified in order.
First, the verifier checks the signature on the COSE_Sign1. If the
verification fails, the consistency proof is not checked. Second,
the consistency proof is checked by applying a previous inclusion
proof to the consistency proof. If the verification fails, the
append-only property of the VDS is not assured. This approach is
specific to RFC9162_SHA256; different VDSs may not support
consistency proofs. It is recommended that implementations return a
single boolean result for Receipt-verification operations to reduce
the chance of accepting a valid signature over an invalid consistency
proof.
6. Privacy Considerations
6.1. Log Length
Some structures and proofs leak the size of the log at the time of
inclusion. In the case that a log only stores certain kinds of
information, this can reveal details that could impact reputation.
For example, if a transparency log only stored breach notices, a
receipt for a breach notice would reveal the number of previous
breaches at the time the notice was made transparent.
6.2. Header Parameters
Additional header parameters can reveal information about the
transparency service or its log entries. The receipt producer MUST
perform a privacy analysis for all mandatory fields in profiles based
on this specification.
7. Security Considerations
See the Security Considerations sections of:
* [RFC9162]
* [RFC9053]
7.1. Choice of Signature Algorithms
A security analysis ought to be performed to ensure that the digital
signature algorithm alg has the appropriate strength to secure
receipts.
It is recommended to select signature algorithms that share
cryptographic components with the VDS used; for example, both
RFC9162_SHA256 and ES256 depend on the SHA256 hash function.
7.2. Validity Period
In some cases, receipts MAY include strict validity periods, for
example, activation not too far in the future or expiration not too
far in the past. See the iat, nbf, and exp claims in [RFC8392] for
one way to accomplish this. The details of expressing validity
periods are out of scope for this document.
7.3. Status Updates
In some cases, receipts should be "revocable" or "suspendable" after
being issued, regardless of their validity period. The details of
expressing statuses are out of scope for this document.
8. IANA Considerations
8.1. COSE Header Parameter
IANA has added the COSE header parameters defined in Section 2, and
as listed in Table 1, to the "COSE Header Parameters" subregistry
[IANA.cose_header-parameters] in the "CBOR Object Signing and
Encryption (COSE)" registry group. These COSE header parameters fall
in the 'Integer values from 256 to 65535' range (with a Specification
Required registration procedure (see [RFC8126])). The Value Registry
listed for "vds" is the "COSE Verifiable Data Structure Algorithm"
subregistry. The map labels in the "vdp" are assigned from the "COSE
Verifiable Data Structure Proofs" subregistry.
+==========+=======+=======+============+==============+===========+
| Name | Label | Value | Value | Description | Reference |
| | | Type | Registry | | |
+==========+=======+=======+============+==============+===========+
| receipts | 394 | array | | Priority | RFC 9942, |
| | | | | ordered | Section 2 |
| | | | | sequence of | |
| | | | | CBOR encoded | |
| | | | | Receipts | |
+----------+-------+-------+------------+--------------+-----------+
| vds | 395 | int | COSE | Algorithm | RFC 9942, |
| | | | Verifiable | identifier | Section 2 |
| | | | Data | for | |
| | | | Structure | Verifiable | |
| | | | | Data | |
| | | | | Structures | |
| | | | | that is used | |
| | | | | to produce | |
| | | | | Verifiable | |
| | | | | Data | |
| | | | | Structure | |
| | | | | Proofs | |
+----------+-------+-------+------------+--------------+-----------+
| vdp | 396 | map | map key in | Location for | RFC 9942, |
| | | | COSE | Verifiable | Section 2 |
| | | | Verifiable | Data | |
| | | | Data | Structure | |
| | | | Structure | Proofs in | |
| | | | Proofs | COSE Header | |
| | | | | Parameters | |
+----------+-------+-------+------------+--------------+-----------+
Table 1: Newly Registered COSE Header Parameters
8.2. VDS Registries
IANA has established the "COSE Verifiable Data Structure Algorithms"
and "COSE Verifiable Data Structure Proofs" subregistries under a
Specification Required policy as described in Section 4.6 of
[RFC8126].
8.2.1. Expert Review
Expert reviewers (see [RFC8126]) should take into consideration the
following points:
* Experts are advised to assign the next available positive integer
for VDSs.
* Point squatting should be discouraged. Reviewers are encouraged
to get sufficient information for registration requests to ensure
that the usage is not going to duplicate one that is already
registered and that the point is likely to be used in deployments.
* Specifications are required for all point assignments. Early
allocation is permissible, see Section 2 of [RFC7120].
* It is not permissible to assign points in the "COSE Verifiable
Data Structure Algorithms" registry for which no corresponding
entry in the "COSE Verifiable Data Structure Proofs" registry
exists, and vice versa.
* The change controller for related registrations of structures and
proofs should be the same.
8.2.2. Templates and Initial Contents
8.2.2.1. COSE Verifiable Data Structure Algorithms Initial Registry
Contents
Registration Template:
Name:
This is a descriptive name for the VDS that enables easier
reference to the item.
Value:
This is the value used to identify the VDS.
Description:
This field contains a brief description of the VDS.
Reference:
This contains a pointer to the public specification for the
VDS.
Change Controller:
For Standards Track RFCs, list the "IETF". For others, give
the name of the responsible party. Other details (e.g., postal
address, email address, home page URI) may also be included.
+================+=======+===============+============+===========+
| Name | Value | Description | Change | Reference |
| | | | Controller | |
+================+=======+===============+============+===========+
| Reserved | 0 | Reserved | | RFC 9942 |
+----------------+-------+---------------+------------+-----------+
| RFC9162_SHA256 | 1 | SHA256 Binary | IETF | Section |
| | | Merkle Tree | | 2.1 of |
| | | | | [RFC9162] |
+----------------+-------+---------------+------------+-----------+
Table 2: COSE Verifiable Data Structure Algorithms Initial
Registry Contents
8.2.2.2. COSE Verifiable Data Structure Proofs Registry
Registration Template:
Verifiable Data Structure:
This value used identifies the related VDS.
Name:
This is a descriptive name for the Proof Type that enables
easier reference to the item.
Label:
This is the value used to identify the VDS Proof Type.
CBOR Type:
This contains the CBOR type for the value portion of the label.
Description:
This field contains a brief description of the Proof Type.
Reference:
This contains a pointer to the public specification for the
Proof Type.
Change Controller:
For Standards Track RFCs, list the "IETF". For others, give
the name of the responsible party. Other details (e.g., postal
address, email address, home page URI) may also be included.
+==========+===========+=====+=====+===========+==========+=========+
|Verifiable|Name |Label|CBOR |Description|Change |Reference|
|Data | | |Type | |Controller| |
|Structure | | | | | | |
+==========+===========+=====+=====+===========+==========+=========+
|1 |inclusion |-1 |array|Proof of |IETF |RFC 9942,|
| |proofs | |(of |inclusion | |Section |
| | | |bstr)| | |5.2 |
+----------+-----------+-----+-----+-----------+----------+---------+
|1 |consistency|-2 |array|Proof of |IETF |RFC 9942,|
| |proofs | |(of |append-only| |Section |
| | | |bstr)|property | |5.3 |
+----------+-----------+-----+-----+-----------+----------+---------+
Table 3: COSE Verifiable Data Structure Proofs Initial Registry
Contents
9. References
9.1. Normative References
[IANA.cose_header-parameters]
IANA, "COSE Header Parameters",
<https://www.iana.org/assignments/cose>.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.
[RFC8610] Birkholz, H., Vigano, C., and C. Bormann, "Concise Data
Definition Language (CDDL): A Notational Convention to
Express Concise Binary Object Representation (CBOR) and
JSON Data Structures", RFC 8610, DOI 10.17487/RFC8610,
June 2019, <https://www.rfc-editor.org/info/rfc8610>.
[RFC8949] Bormann, C. and P. Hoffman, "Concise Binary Object
Representation (CBOR)", STD 94, RFC 8949,
DOI 10.17487/RFC8949, December 2020,
<https://www.rfc-editor.org/info/rfc8949>.
[RFC9053] Schaad, J., "CBOR Object Signing and Encryption (COSE):
Initial Algorithms", RFC 9053, DOI 10.17487/RFC9053,
August 2022, <https://www.rfc-editor.org/info/rfc9053>.
[RFC9162] Laurie, B., Messeri, E., and R. Stradling, "Certificate
Transparency Version 2.0", RFC 9162, DOI 10.17487/RFC9162,
December 2021, <https://www.rfc-editor.org/info/rfc9162>.
[RFC9596] Jones, M.B. and O. Steele, "CBOR Object Signing and
Encryption (COSE) "typ" (type) Header Parameter",
RFC 9596, DOI 10.17487/RFC9596, June 2024,
<https://www.rfc-editor.org/info/rfc9596>.
[RFC9597] Looker, T. and M.B. Jones, "CBOR Web Token (CWT) Claims in
COSE Headers", RFC 9597, DOI 10.17487/RFC9597, June 2024,
<https://www.rfc-editor.org/info/rfc9597>.
[STD96] Internet Standard 96,
<https://www.rfc-editor.org/info/std96>.
At the time of writing, this STD comprises the following:
Schaad, J., "CBOR Object Signing and Encryption (COSE):
Structures and Process", STD 96, RFC 9052,
DOI 10.17487/RFC9052, August 2022,
<https://www.rfc-editor.org/info/rfc9052>.
Schaad, J., "CBOR Object Signing and Encryption (COSE):
Countersignatures", STD 96, RFC 9338,
DOI 10.17487/RFC9338, December 2022,
<https://www.rfc-editor.org/info/rfc9338>.
9.2. Informative References
[CBOR-EDN] Bormann, C., "Concise Diagnostic Notation (CDN)", Work in
Progress, Internet-Draft, draft-ietf-cbor-edn-literals-26,
15 June 2026, <https://datatracker.ietf.org/doc/html/
draft-ietf-cbor-edn-literals-26>.
[RFC7120] Cotton, M., "Early IANA Allocation of Standards Track Code
Points", BCP 100, RFC 7120, DOI 10.17487/RFC7120, January
2014, <https://www.rfc-editor.org/info/rfc7120>.
[RFC8126] Cotton, M., Leiba, B., and T. Narten, "Guidelines for
Writing an IANA Considerations Section in RFCs", BCP 26,
RFC 8126, DOI 10.17487/RFC8126, June 2017,
<https://www.rfc-editor.org/info/rfc8126>.
[RFC8392] Jones, M., Wahlstroem, E., Erdtman, S., and H. Tschofenig,
"CBOR Web Token (CWT)", RFC 8392, DOI 10.17487/RFC8392,
May 2018, <https://www.rfc-editor.org/info/rfc8392>.
Acknowledgements
We would like to thank Maik Riechert, Jon Geater, Michael B. Jones,
Mike Prorock, Ilari Liusvaara, and Amaury Chamayou for their
contributions (some of which substantial) to this document and to the
initial set of implementations.
Contributors
Amaury Chamayou
Microsoft
United Kingdom
Email: amaury.chamayou@microsoft.com
Steve Lasker
Email: stevenlasker@hotmail.com
Robert Martin
MITRE Corporation
United States of America
Email: ramartin@mitre.org
Monty Wiseman
United States of America
Email: mwiseman32@acm.org
Roy Williams
United States of America
Email: roywill@msn.com
Authors' Addresses
Orie Steele
Tradeverifyd
United States of America
Email: orie@or13.io
Henk Birkholz
Fraunhofer SIT
Rheinstrasse 75
64295 Darmstadt
Germany
Email: henk.birkholz@ietf.contact
Antoine Delignat-Lavaud
Microsoft
United Kingdom
Email: antdl@microsoft.com
Cédric Fournet
Microsoft
United Kingdom
Email: fournet@microsoft.com
AI ELI5
On this page
§1What a COSE Receipt Is
COSE Receipts are signed proofs about the state of a Verifiable Data Structure (VDS) at the moment the receipt was issued. They can show that a document is in a database (proof of inclusion), that a database is append-only (proof of consistency), that a smaller set of statements is part of a larger set (proof of disclosure), or that something is not yet present (proof of non-inclusion).
Different VDSs produce different proofs, and supporting all of them separately would burden implementers and hurt interoperability. This RFC describes how to convey a VDS and its proof types in unified Enveloped COSE Structures.
Key terms: an Entry is something proofs can be derived for, a Proof Type is a property a proof demonstrates, and a Receipt is a COSE Single Signer Data Object carrying the header parameters needed to convey one or more proofs. The RFC uses the CDDL notation and the CBOR diagnostic notation (EDN) in its examples.
A public guest book can be built in different ways. This RFC gives one standard kind of slip so every guest book can hand out slips that look alike.
§2Three New Header Parameters
The RFC defines three COSE header parameters.
receipts(label394): an array holding one or more COSE Receipts.vds(label395): the algorithm identifier of the VDS.vdp(label396): a map of Verifiable Data Structure Proofs, organized by Proof Type.
The integers that identify VDSs and proof types come from two new registries, described in the IANA section below.
The slip has three labeled pockets: one for the slips themselves, one saying what kind of guest book it is, and one for the proof.
- 394receipts — Array of one or more COSE Receipts.
- 395vds — Identifier of the Verifiable Data Structure.
- 396vdp — Map of proofs organized by Proof Type.
§4Carrying VDSs and Proofs in CBOR
The design follows the conventions of COSE Keys. Different VDSs support different algorithms, and each VDS gives meaning to its own proof types, much as an EC2 key gives meaning to its own parameters. RFC9162_SHA256 (395: 1) supports inclusion proofs (-1) and consistency proofs (-2). Proof types belong to their VDS, so implementers should not expect interoperability across VDSs, and a security analysis MUST be done before migrating to a new structure.
Receipts are conveyed in the receipts header of Enveloped COSE Structures, protected or unprotected. When it is present, the verifier MUST confirm that the VDS and proofs match entries in the registries. Receipts MUST be tagged as COSE_Sign1.
For new VDSs, a profile may be needed. The payload in such a profile SHOULD be detached. A detached payload forces the verifier to recompute the root from the proof, which protects against the case where the signature checks out but the payload does not match the proof. A VDS specification MUST define how to encode its identifier and proof types and how to produce and consume them. When a specification supports several hash algorithms, each needs its own registration: this RFC defines only RFC9162_SHA256.
Each kind of guest book has its own way of proving things, so a slip from one cannot be checked using another's rules. The checker must always peek at the slip's type first.
§5.2Receipts of Inclusion
The VDS RFC9162_SHA256 has integer identifier 1. It is a Merkle Tree using SHA256, as described in RFC 9162. An inclusion proof is a CBOR array of tree-size, leaf-index and an inclusion-path (an array of byte strings from the leaf to the current root). If leaf_index is greater than or equal to tree_size, verification fails.
In a signed inclusion proof, the payload is the Merkle Tree root for the log at tree-size. The protected header MUST carry alg (label 1, the signature algorithm) and vds (label 395). The unprotected header carries vdp (label 396), a map with inclusion-proof (label -1), an array of byte strings.
Verification has two sequential steps. First the verifier applies the inclusion proof to the bytes of a candidate entry. If that fails, the proof is invalid; if it succeeds, the resulting root becomes the COSE_Sign1 payload. Second, the verifier checks the signature. Success confirms the entry's inclusion in the VDS.
To check your slip, you rebuild the book's fingerprint from your entry plus a few hints, then check the book keeper's stamp on that fingerprint.
§5.3Receipts of Consistency
A consistency proof shows that a newer tree extends an older one. For RFC9162_SHA256 it is an array of tree-size-1 (the older size), tree-size-2 (the newer size) and a consistency-path. The payload is the newer Merkle Tree root, normally detached, and it corresponds to the log at tree-size-2. The headers match the inclusion case, except the proof sits under label -2.
The signature and proof are verified in order. The verifier checks the COSE_Sign1 signature first, and if that fails the consistency proof is not checked. Then the proof is checked. If this fails, the append-only property of the VDS is not assured. Implementations are recommended to return a single boolean result for Receipt verification, to reduce the chance of accepting a valid signature over an invalid consistency proof. Other VDSs may not support consistency proofs at all.
This slip proves the guest book only had pages added and none torn out between yesterday's copy and today's.
§6Privacy Considerations
Some structures and proofs leak the size of the log at the time of inclusion. If a log stores only one kind of information, that can reveal sensitive details. The RFC's example: if a transparency log only stored breach notices, a receipt for one would reveal how many earlier breaches had been recorded.
Extra header parameters can also reveal information about the transparency service or its entries. The receipt producer MUST perform a privacy analysis for all mandatory fields in profiles based on this specification.
A slip that says "you are guest number 40" also tells everyone how many guests came before you, and that may be something worth keeping quiet.
§7Security Considerations
The section points to the security considerations of RFC 9162 and RFC 9053. Beyond that:
- A security analysis ought to confirm that the signature algorithm
algis strong enough. It is recommended to choose signature algorithms that share cryptographic components with the VDS; for example, bothRFC9162_SHA256and ES256 depend on SHA256. - Receipts MAY include strict validity periods, for example using the
iat,nbfandexpclaims of RFC 8392. The details are out of scope. - Receipts may need to be revocable or suspendable after issue, regardless of validity period. The details are out of scope.
Use a strong stamp, maybe give slips an expiry date, and think about how to cancel a slip. This RFC leaves how to do those up to others.
§8IANA Registrations and Registries
IANA has added receipts (394), vds (395) and vdp (396) to the COSE Header Parameters registry, in the range of integer values from 256 to 65535 that uses Specification Required registration.
It also created two subregistries under Specification Required: COSE Verifiable Data Structure Algorithms and COSE Verifiable Data Structure Proofs. The initial algorithms are Reserved (0) and RFC9162_SHA256 (1, a SHA256 binary Merkle Tree). The initial proofs for VDS 1 are inclusion proofs (-1) and consistency proofs (-2), both arrays of byte strings.
Expert reviewers are advised to assign the next available positive integer for VDSs and to discourage point squatting. They are told that early allocation is permissible. They must not assign a VDS algorithm that has no matching proofs entry, or the reverse. Related registrations should have the same change controller.
IANA keeps two official lists, one of guest-book kinds and one of proof kinds, and a reviewer makes sure no one grabs a number they will not use.
- 0Reserved — VDS algorithm registry: reserved.
- 1RFC9162_SHA256 — VDS algorithm registry: SHA256 binary Merkle Tree.
- -1inclusion proofs — Proof registry for VDS 1: proof of inclusion.
- -2consistency proofs — Proof registry for VDS 1: proof of append-only property.