RFC 8715 INFORMATIONAL ADMINISTRATIVE · GOVERNANCE

Trustee rationale: IETF Administrative Support Activity 2.0: Update to the Process for Selection of Trustees for the IETF Trust

Why the IETF changed how it selects trustees for the IETF Trust.

On rfc-editor.org ↗
PUBLISHED
February 2020
AUTHORS
J. Arkko
STREAM
IETF
IETF TRUST JURISDICTION
Commonwealth of Virginia
PREVIOUS IAOC VOTING MEMBERS
8
PREVIOUS IAOC EX OFFICIO MEMBERS
3
DOI
10.17487/RFC8715

RFC text

Contents
Original text · RFC Editor View on rfc-editor.org ↗
Internet Engineering Task Force (IETF)                          J. Arkko
Request for Comments: 8715                                      Ericsson
Category: Informational                                    February 2020
ISSN: 2070-1721


  IETF Administrative Support Activity 2.0: Update to the Process for
                Selection of Trustees for the IETF Trust

Abstract

   This document captures the rationale for the changes introduced in
   RFC 8714, "Update to the Process for Selection of Trustees for the
   IETF Trust".

   At the time RFC 8714 was published, the changes to the IETF
   Administrative Support Activity, Version 2.0 (IASA 2.0) had an impact
   on the IETF Trust because members of the IETF Administrative
   Oversight Committee (IAOC), which was being phased out, had served as
   Trustees of the IETF Trust.  This document provides background on the
   past IETF Trust arrangements, explains the effect of the rules in the
   founding documents during the transition to the new arrangement, and
   provides a rationale for the update.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Not all documents
   approved by the IESG are candidates for any level of Internet
   Standard; see Section 2 of RFC 7841.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   https://www.rfc-editor.org/info/rfc8715.

Copyright Notice

   Copyright (c) 2020 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (https://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1.  Introduction
   2.  Background
   3.  General Approach
   4.  Changing the Way Trustees Are Selected
   5.  Transition
   6.  Security Considerations
   7.  IANA Considerations
   8.  References
     8.1.  Normative References
     8.2.  Informative References
   Acknowledgements
   Author's Address

1.  Introduction

   This document captures the rationale for the changes introduced in
   [RFC8714].

   At the time [RFC8714] was published, the changes to the IETF
   Administrative Support Activity, Version 2.0 (IASA 2.0) had an impact
   on the IETF Trust [RFC4071] [RFC4371] [RFC8711].  This is because
   members of the IETF Administrative Oversight Committee (IAOC), which
   was being phased out, had served as Trustees of the IETF Trust.  A
   minimal change regarding the selection of the Trustees is implemented
   by [RFC8714].

   This companion memo provides some background on the details of the
   past IETF Trust arrangements, explains the effect of the rules in the
   founding documents during the transition to the new arrangement, and
   provides a rationale for the update.

2.  Background

   The purpose of the IETF Trust is to acquire, hold, maintain, and
   license certain existing and future intellectual property and other
   property used in connection with the administration of the IETF
   [RFC8714].  The intellectual property is, for instance, rights that
   the IETF contributors grant for text in RFCs and Internet-Drafts.
   The IETF Trust also manages trademarks such as "IETF" and domain
   names such as "ietf.org".  The IETF Trust is also serving the broader
   Internet community by holding domains and trademarks associated with
   the Internet Assigned Numbers Authority (IANA) [RFC7979].

   The IETF Trust is a legal entity, registered in the Commonwealth of
   Virginia [Trust-FD].

   Previously, the members of the IAOC also served as ex officio
   Trustees of the IETF Trust.  The founding documents specify persons
   eligible to become Trustees as having to be then-current members of
   the IAOC [Trust-FD].  The documents also specify that if for any
   reason there are fewer than three individuals serving as Trustees,
   then the Internet Engineering Steering Group (IESG), or the IESG's
   successor as the leadership of the IETF, shall appoint one or more
   individuals to serve in a temporary capacity as Trustee(s) until
   eligible persons can be found.

   In the previous system, there were eight voting members of the IAOC.
   Two were named by the IETF Nominating Committee (NomCom), one by the
   Internet Engineering Steering Group (IESG), one by the Internet
   Architecture Board (IAB), and one by the Internet Society (ISOC)
   Board of Trustees.  There were three ex officio members via their
   roles as IETF Chair, ISOC CEO, and IAB Chair.  In addition, the IETF
   Administrative Director (IAD) was a non-voting IAOC member who also
   served as one of the Trustees.

3.  General Approach

   There were two basic approaches to resolving the issue with the
   Trustees once the IAOC ceased to exist.  One approach would be to
   merge all IETF Trust functions in the new IASA structure and under
   the new legal entity.  However, this memo advocates a second approach
   where the IETF Trust is kept independent.

   The rationale for advocating the second approach is, in part, to
   minimize changes to the IETF Trust while the IETF's administrative
   structure is undergoing major change.  In addition, the IETF Trust
   and other administrative IETF processes are quite different.  While
   very important, the IETF Trust is a low-activity entity where changes
   are minimal and gradual, and there are no pressing issues.

4.  Changing the Way Trustees Are Selected

   When the Trustees were serving on both the IETF Trust and the IAOC,
   many of the requirements for naming a particular group of people were
   driven by the IAOC's requirements.  For the IETF Trust in the new
   model, some of those arrangements were rethought, both in terms of
   the number and source of the Trustees, as well as the desired
   qualifications and length of terms.

   Several options were possible, of course.  A newly designed selection
   process could have been devised, but in this document we argue for
   limited change based largely on the fact that a) the IETF Trust
   arrangements worked generally well, b) the expected time commitment
   is expected to be modest, and c) the assets need very careful
   management.

   As a result, a smaller group of Trustees appeared sufficient.

   In addition, the terms set for the Trustees selected from the IETF
   community could be longer than the two-year period typical of other
   IETF bodies.

   One could have continued the practice of having the chairs and CEOs
   from the IETF, IAB, and Internet Society be Trustees as well, but
   this may not be necessary.  In general, the tasks of the IETF Trust
   are well defined, and while there is a need for coordination, it does
   not need to be at the level of chairs or CEOs.

   Given all this, one approach was to have Trustees appointed by the
   NomCom, the IESG, and the ISOC Board of Trustees.  (One might also
   have considered the IETF Administration LLC legal entity instead of
   the Internet Society for this role, but the Internet Society is
   perhaps more suitable for the role given their focus on the broad use
   of the IETF Trust assets and not merely administrative aspects.)

   If the same principles used for previous appointments continued to be
   used, then appointments performed by the NomCom would need to be
   confirmed by another entity.  This could be, for instance, either the
   IESG or the IAB.  The IESG had previously been the confirming body
   for the IAOC, so it has been retained in that role for the Trustees.

5.  Transition

   When the new entity for the IETF Administration LLC was set up, the
   IAOC was expected to be discontinued soon thereafter.  Fortunately,
   there was no pressing need to change all the components of the IAOC
   and its dependent organizations at the same time.  As discussed in
   Section 2, the IESG holds the ability to continue to name Trustees.
   Once the updated procedures were in place, the IETF Trust had its
   management nominated in the usual manner, and the IESG's exception
   process was no longer needed.

6.  Security Considerations

   This memo has no security implications for the Internet.

7.  IANA Considerations

   This document has no IANA actions.

8.  References

8.1.  Normative References

   [RFC4071]  Austein, R., Ed. and B. Wijnen, Ed., "Structure of the
              IETF Administrative Support Activity (IASA)", BCP 101,
              RFC 4071, DOI 10.17487/RFC4071, April 2005,
              <https://www.rfc-editor.org/info/rfc4071>.

   [RFC4371]  Carpenter, B., Ed. and L. Lynch, Ed., "BCP 101 Update for
              IPR Trust", BCP 101, RFC 4371, DOI 10.17487/RFC4371,
              January 2006, <https://www.rfc-editor.org/info/rfc4371>.

8.2.  Informative References

   [RFC7979]  Lear, E., Ed. and R. Housley, Ed., "Response to the IANA
              Stewardship Transition Coordination Group (ICG) Request
              for Proposals on the IANA Protocol Parameters Registries",
              RFC 7979, DOI 10.17487/RFC7979, August 2016,
              <https://www.rfc-editor.org/info/rfc7979>.

   [RFC8711]  Haberman, B., Hall, J., and J. Livingood, "Structure of
              the IETF Administrative Support Activity, Version 2.0",
              BCP 101, RFC 8711, DOI 10.17487/RFC8711, February 2020,
              <https://www.rfc-editor.org/info/rfc8711>.

   [RFC8714]  Arkko, J. and T. Hardie, "Update to the Process for
              Selection of Trustees for the IETF Trust", BCP 101,
              RFC 8714, DOI 10.17487/RFC8714, February 2020,
              <https://www.rfc-editor.org/info/rfc8714>.

   [Trust-FD] IETF Trust, "Founding Documents",
              <https://trustee.ietf.org/founding-documents.html>.

Acknowledgements

   The author would like to thank other members of the earlier IASA 2.0
   design team: Brian Haberman, Eric Rescorla, Jason Livingood, Joe
   Hall, and Leslie Daigle.  The author would also like to thank Alissa
   Cooper, Ted Hardie, Andrew Sullivan, Brian Carpenter, Lucy Lynch, and
   John Levine for interesting discussions in this problem space, and
   Adrian Farrel, Tero Kivinen, Russ Housley, Benjamin Kaduk, Adam
   Roach, and Meral Shirazipour for careful review.

Author's Address

   Jari Arkko
   Ericsson
   FI-02700 Kauniainen
   Finland

   Email: jari.arkko@piuha.net

AI ELI5

On this page
PROBLEMThe IETF Administrative Oversight Committee (IAOC) was being phased out as part of IASA 2.0 restructuring, but members of the IAOC also served as Trustees of the IETF Trust, which holds intellectual property and domain names.
MECHANISMRather than merge the IETF Trust into the new IASA 2.0 structure, the IETF decided to keep it independent and change how Trustees are selected, appointing them through the NomCom, IESG, and Internet Society instead of through IAOC membership.
STABLE INDEPENDENCEThe Trust continues to function independently with a smaller, more specialized group of Trustees whose qualifications and term lengths can be tailored to the Trust's needs rather than driven by other administrative requirements.

§1Introduction

RFC 8715 explains why the IETF changed the way it selects Trustees for the IETF Trust. This companion document provides the reasoning behind the changes introduced in RFC 8714. The IETF Trust is the legal entity that holds and manages intellectual property rights, domain names (including ietf.org), and trademarks associated with the IETF. When the IETF reorganized its administrative structure through IASA 2.0, the Trust's governance needed adjustment because the previous Trustees had been members of the IAOC, which was being discontinued.

The IETF Trust owns important things like copyrights and domain names. When the IETF changed its management structure, someone had to explain why they were changing who picks the people to look after the Trust.

§2The IETF Trust and the IAOC

The IETF Trust is a legal entity registered in Virginia that acquires, holds, maintains, and licenses property used in connection with IETF administration. This includes intellectual property rights that IETF contributors grant for RFCs and Internet-Drafts, as well as trademarks like "IETF" and domain names like "ietf.org". The Trust also manages domains and trademarks associated with IANA.

Historically, the members of the IETF Administrative Oversight Committee (IAOC) also served as ex officio Trustees of the IETF Trust. The IAOC had eight voting members plus three ex officio members (the IETF Chair, ISOC CEO, and IAB Chair). However, when the IETF restructured to IASA 2.0, the IAOC was being phased out, leaving the Trust without a clear appointment mechanism.

The IETF Trust is a special company that owns things the IETF needs, like its website and copyrights. The people who ran the IETF's other business were also in charge of the Trust. But when the IETF changed how it was run, those people were going away, so someone needed a new way to pick Trust leaders.

§3Why Keep the Trust Independent

Rather than merge the IETF Trust into the new IASA 2.0 structure, the RFC advocates for keeping the Trust independent. This decision was based on the recognition that the IETF Trust and the broader IETF administrative processes are fundamentally different. The Trust is a low-activity entity with minimal, gradual changes and no pressing issues, whereas the IETF administrative structure undergoes frequent reorganization and change.

By keeping the Trust separate, the IETF could minimize disruption to the Trust during a major restructuring of the administrative organization. This approach also allows the Trust to have leadership selected for the specific needs of managing intellectual property and assets, rather than having its Trustee composition driven by the requirements of other IETF administrative functions.

The IETF could have made the Trust part of the new management structure, but it decided not to. The Trust runs smoothly and does not change much, so keeping it separate meant it would not get tangled up in the big reorganization.

§4The New Selection Process

Under the new arrangement, Trustees are appointed through three separate channels: the IETF Nominating Committee (NomCom), the IESG, and the Internet Society Board of Trustees. This approach reuses the successful principle of having the NomCom appoint some Trustees with confirmation by the IESG (which had previously confirmed IAOC appointments).

The RFC notes that earlier approaches had considered continuing to use the IETF Chair, IAB Chair, and ISOC CEO as ex officio Trustees, but rejected this on the grounds that the Trust's tasks are well-defined and do not require engagement at the level of organizational chairs or CEOs. Instead, a smaller, more specialized group of Trustees is appropriate. The flexibility to set longer term lengths for Trustees (compared to the typical two-year terms of other IETF bodies) reflects the Trust's stable, long-term stewardship needs.

The new way picks Trustees from three different places: the IETF's regular nomination process, its leadership, and the Internet Society. The RFC explains why this makes sense and why it does not need the top leaders to be in charge of the Trust.

§5Managing the Change

The RFC notes that during the transition when IASA 2.0 was being set up and the IAOC was still being phased out, there was no pressing need to change all components at once. The IESG was given the authority to continue naming Trustees in an exception process during this transition period, ensuring continuity of the Trust's governance. Once the updated procedures were fully in place and regular NomCom appointments began, this temporary exception process would no longer be needed.

The change did not have to happen all at once. While things were still being reorganized, the IESG could pick temporary trustees to keep things running. Once the new system was ready, the normal appointment process took over.

§6References